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Definition
of Clinical Trial
In general, they are studies which measure several parameters to compare
the effects of two or more treatments or therapies in a homogeneous
group of people with a similar disease or medical status, in order
to detect whether one of the treatments compared is more or less beneficial
than the other.
Clinical trials arise as a scientific response to the ethical need
to guarantee the efficacy and safety of the treatments received
by patients. Clinical Trials provide a controlled, objective and
reproducible method for measuring the effects of a treatment on
health, thus enabling the objective establishment of an opinion
of its use for the treatment or prevention of a disease.
A clinical trial requires extreme care, because its experimental
nature makes it ethically important, because it involves humans
and because of the enormous repercussion of its results, which can
condition the type of treatment to be received by thousands of patients.
According to the , the
Spanish health authorities define Clinical Trial as: all experimental
evaluation of a substance or medicinal product, by its administration
or application in human beings, for the following purposes: a) to
reveal its pharmacodynamic effects or collect data related to its
absorption, distribution, metabolism and excretion in the human body;
b) to establish its efficacy for a given therapeutic, prophylactic
or diagnostic indication; c) to identify the profile of its adverse
reactions and establish its safety.
The definition of Clinical Trial is also provided by Royal Decree
of February 6, 2004 (RD 223/2004) : all research conducted in humans
to determine or confirm the clinical, pharmacological and/or other
pharmacodynamic effects, and/or detect adverse reactions, and/or study
the absorption, distribution, metabolism and excretion of one or several
investigational medicinal products in order to determine their safety
and/or efficacy.
An investigational drug, according to , is a pharmaceutical
form of an active substance or placebo which is investigated or used
as reference in a clinical trial, including products with marketing
authorisations when they are used or combined (in the formulation
or in the pack) in a way other than the one authorised, or when they
are used to treat an unauthorised indication, or to obtain more information
about an authorised use.
A clinical trial is thus characterised as follows:
· It is an experimental study conducted in humans assigned
to a treatment group. Unlike in observational studies, the investigator
intervenes in the normal course of events and conditions the treatment
received by the patients.
· It is always prospective, planned and then conducted, following
the evolution of the research subjects over time.
· An intervention is used, normally different from the usual
treatment (substance not authorised as a medicinal product or in
unauthorised conditions of use) and may therefore not be beneficial
for the subject (reason for the legal and ethical connotations related
to patient protection).
Therefore, a study which uses a medicinal product in its usual conditions
of use, and in which prescription is not conditioned by the protocol,
is not a clinical trial even when the objectives may be similar
to those of clinical trials. These post-authorisation, observational
studies have their own regulatory framework, available here and in annex VI of AEMPS (Spanish Agency for Medicines
and Medical Devices) .
The experimental nature of clinical trials forces the investigator
to consider three aspects: the method or scientific aspect, the
ethical aspect and the regulatory aspect, since the integrity and
rights of patients must be protected and data reliability guaranteed.
Bioethics in clinical research
The participation of humans in a clinical trial generates a potential
situation of vulnerability in which his rights must be clearly protected.
When a doctor takes part in a clinical trial as an investigator,
he is acting simultaneously as a doctor and as a scientist, a situation
which can create an ethical dilemma. As a doctor, he must strictly
ensure the individual wellbeing of his patient, whereas as a scientist,
he must make every effort to improve the possibilities of benefiting
society, considering the common good. It is therefore necessary
for all medical research involving the study of people to comply
with a series of ethical requirements which are clearly established
here: . Whether it is a clinical trial in health volunteers
or patients, it is important to consider the ethical aspects of
the study, so all clinical trial protocols must now be assessed
by an independent body commissioned to review their ethical aspects
and methods: the Research Ethics Committee (REC).
The first condition that a clinical trial must meet to be considered
ethically acceptable is for there to be reasonable doubt concerning
its risk-benefit ratio. The second condition is that the trial must
be well designed. If the results generated by the application of
a study protocol cannot be correctly interpreted because of methodological
shortcomings, it is not ethical to subject people to the risks and
discomfort involved in participation in a clinical trial.
In the sixties, the Congress of the United States created what
is called “National Commission for the Protection of Human
Subjects of Biomedical and Behavioural Research”. In 1978,
the commission published a document, the , defining the four principal bioethical principles, the
practical application of which is still valid. They are:
- Principle of justice: all people deserve
to be treated with consideration and respect, with no differences
between them, with special protection for the less favoured. This
requires fair contributions to research benefits and charges.
- Principle of non-maleficence: bioethics principle
preventing harm to patients, even upon request. The conduct of
a clinical trial with no scientific validity, either because the
working hypothesis is not plausible or because the design is not
methodologically correct, is maleficence.
- Principle of beneficence: bioethics principle
according to which people should be protected from harm and their
wellbeing ensured, maximising benefit and minimising risk.
- Principle of respect for people (principle of autonomy):
bioethics principle according to which people should be treated
as autonomous beings, and people with reduced autonomy should
be protected. In application of this principle, consent must be
obtained from possibly study participants before they are included.
Autonomy is reduced in cases of ignorance, immaturity or psychic
disability.
The Declaration of Helsinki, published by the World Medical Association
in 1964, was the first document proposing criteria and methods
for protecting the individuals participating in biomedical research.
Its fundamental principles consist of the need for clinical trial
protocols to be approved by an Ethics Committee and the need to
obtain the prior, informed, free consent of the patient.
Clinical trials, then, should be conducted with respect for the
fundamental rights of people and the ethical postulates affecting
biomedical research in humans, following the , the original published in Helsinki
(1964) and subsequently amended in Tokyo (1975), Venice (1983),
Hong-Kong (1989), Somerset West (1996) and Edinburgh (2000). This
declaration says that “In any research on human beings,
each potential subject must be adequately informed of the aims,
methods, sources of funding, any possible conflicts of interest,
institutional affiliations of the researcher, the anticipated benefits
and potential risks of the study and the discomfort it may entail.
The subject should be informed of the right to abstain from participation
in the study or to withdraw consent to participate at any time without
reprisal. After ensuring that the subject has understood the information,
the physician should then obtain the subject's freely-given informed
consent, preferably in writing. “
Legislation on research with medicinal products
Legislation referring to medicinal products first arose in the United
States in 1938 with the Food, Drug and Cosmetic Act which established
that drug manufacturers were responsible for the safety of their products.
This law was amended in 1953 to enable the Food and Drug Administration,
the medicinal product regulatory agency, to inspect the methods of
manufacture of pharmaceutical products in the factories and the laboratories
where studies were conducted to support drug registration. Towards
the 70’s, these investigations revealed questionable quality
and, in some cases, fraudulent data in some pharmacology and toxicity
studies in animals. This gave rise to the creation of the Good Laboratory
Practice (GLP) standards. In 1977, the FDA established a series of
standards or guidelines for the conduct of studies in humans; some
of them are ethical (based on the Declaration of Helsinki) and others
related to methods and quality assurance. This set of standards is
known as .
The pharmaceutical sector in the European Union is governed by a
series of specific directives which establish the monitoring, verification,
retention and data archive requirements for clinical trials. Most
governments have in turn developed local standards and laws aimed
at regulating medicinal products and specifically research and the
protection of research subjects, based both on the Declaration of
Helsinki and Good Clinical Practice standards ( )
RECOMMENDED BIBLIOGRAPHY
- . Recommendations Guiding Physicians in Biomedical
Research Involving Human Subjects. Review of the 52nd General
Assembly, Edinburgh, Scotland, October 2000. Note of Clarification
on Paragraph 29, added by the WMA General Assembly, Washington
2002.
- Belmont report
- ICH harmonised tripartite guideline for . June, 1996.
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- Bakke OM, Carné Cladellas X, García Alonso F.
Ensayos clínicos con medicamentos. Fundamentos básicos,
metodología y práctica. Barcelona: Doyma 1994; 74-103
- Laporte JR, Tognoni G, EDS. Principios de la epidemiología
del medicamento, 2nd ed. Barcelona, Masson-Salvat, 1993.
- Carné X, Costa J. Problemas y controversias en torno
al ensayo clínico. Monografías Dr Antonio Esteve,
22. Barcelona: Doyma 1998; 31-36.
- Baños J, Farré M (eds). Principios de Farmacología
Clínica. Bases Científicas de la Utilización
de Medicamentos. Barcelona: Masson, 2002.
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