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CLINICAL TRIALS / REC
   
  Research Ethics Committee. Definition, composition and functions.

According to RD 223/2004, REC are independent bodies made up of healthcare professionals and other members, responsible for ensuring the protection of the rights, safety and welfare of subjects participating in trials, and providing a public guarantee of same by issuing a decision concerning the trial protocol, the suitability of the investigators and the facilities, the methods and the documents to be used in the trial to inform the trial subjects with a view to obtaining their informed consent.

REC must be periodically accredited by the competent health authorities.

Article 10 describes the following REC functions:

  • Evaluate the methodological, ethical and legal aspects of the clinical trials presented to them.
  • Evaluate relevant amendments to authorised clinical trials.
  • Monitor the trial, from the start to the receipt of the final report.
They must have at least nine members, to ensure the independence of their decisions, and their skills and expertise in relation to the methodological, ethical and legal aspects of the research, pharmacology and clinical practice in hospital and ambulatory medicine.

Committee members shall include doctors, one of whom shall be a clinical pharmacologist, a hospital pharmacist and a registered nurse. At least one member shall be independent from the centres where research projects are performed which require ethical evaluation by the committee, and at least two members shall not be healthcare professionals, one of whom will have a degree in law.

For studies affecting these populations, there should be at least one member of the Healthcare and Research Ethics Committee, if any, and professionals with expertise in surgical procedures, paediatrics or vulnerable groups. Should there be no expert member, the opinion of an experienced person shall be obtained.

The principal investigator or collaborators of a clinical trial shall not be involved in the evaluation or decision concerning their own protocol. None of the members shall either directly or indirectly receive payment from a clinical trial sponsor.

The health authorities shall provide the means required for the committee to operate. The REC shall edit a series of standard operating procedures. Minutes shall be kept of each committee meeting.


General REC evaluation procedure


A clinical trial protocol shall be evaluated by the REC of each centre where it is to be conducted. For each protocol a single approval shall be issued, so a REC of Reference is responsible for this decision for multicentre studies.
Both RD 223/2004 and the subsequent instructions edited by the AEMPS define the REC evaluation process and issuance of opinion. These instructions are developed according to European Commission Guidelines.
For the evaluation of a clinical trial, the sponsor shall present an application to the REC of reference and the other REC involved, providing at least the following documents:

  • The protocol.
  • The investigator’s brochure.
  • The documents referring to informed consent, including the patient information sheet.
  • Documents on the suitability of the investigator and his/her collaborators.
  • Documents on the suitability of the facilities.
  • The amounts and way in which the investigators and subjects, if applicable, may be paid or indemnified for their participation in the clinical trial, and the relevant aspects of the contracts to be signed between the sponsor and the centre.
  • A copy of the insurance policy or receipt/certification of the financial guarantee for the clinical trial, when applicable.
  • When there is no or only partial insurance, a signed document accepting liability for damages caused as a result of the trial.
  • The procedures and material used to recruit the trial subjects.
  • The commitment of the investigators programmed to take part in the trial.
In its standard operating procedures, each REC includes its requirements for the evaluation of a clinical trial, so it is advisable to access each of the REC involved to confirm the precise documents to be presented (Directory of REC ).


Research Ethics Committee Coordination Centre

It reports to the Ministry of Health and Consumer Affairs, through the General Secretary of Health. It is an operative technical unit responsible for: